Nomura Holdings

Basic Information

Stock Code
8604
Industry
Securities, Commodity Futures Trading
Category Detail
Securities
Prefecture
Tokyo
Establishment Year
December 1925
Listing Year
October 1961
Official Website
https://www.nomura.com/jp/
TSE Information
TSE Information
Yahoo! Finance
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Other Companies
Mitsubishi UFJ, Mizuho FG, Daiwa, Okasan Securities Group, Marusan Securities, Toyo Securities, Tokai Tokyo Financial Holdings, Mito Securities, Traders Holdings, Kyokuto Securities, Iwai Cosmo Holdings, Aizawa Securities Group

Overview

Nomura Holdings is Japan's largest securities firm, founded in 1925, and serves as the core company of an international financial group providing a wide range of financial services both domestically and internationally.

Current Situation

Nomura Holdings achieved consolidated net sales of approximately 4.1573 trillion yen, ordinary income of approximately 273.9 billion yen, and net income of approximately 165.9 billion yen for the fiscal year ended March 2024. Centered on Nomura Securities, Japan's largest domestic firm, it offers a wide range of financial services including securities, investment trusts, and trust banking, with a focus on expanding its presence in the Asian market. Leveraging its global subsidiary network, it strengthens its presence in Europe and the Asia-Pacific region, while emphasizing risk management and IT infrastructure enhancement. In terms of sustainability, it is working on reducing environmental impact, strengthening corporate ethics, and promoting a wide range of social contribution activities. Even after acquiring certain assets from the bankrupt Lehman Brothers, it continues strategic business expansion and maintains solid performance in a fiercely competitive environment against domestic and international rivals. In the medium to long term, it is advancing digitalization and fintech utilization to secure new revenue sources and expand its customer base.

Trivia

Interesting Facts

  • Has grown as Japan's largest securities firm since its founding in 1925.
  • Acquired Lehman Brothers' Asia and Europe divisions to strengthen overseas expansion.
  • Nomura Securities is a leader in store-based securities with numerous branches across Japan.
  • Has received numerous eccentric proposals at shareholder meetings in the past.
  • Collaborating with Keio University on venture capital establishment.
  • Independently develops many domestic and international financial products.
  • Listed on TSE Prime, as well as NYSE and SGX outside Japan.
  • Emphasizing corporate ethics and compliance strengthening.
  • Awarded for social contributions such as Japan SDGs Awards.
  • Self-develops advanced financial IT systems to maintain competitive edge.
  • Possesses global risk management system capable of responding to diverse markets.
  • Corporate brand known as 'Basic & Dynamic'.
  • Leverages networks as a member of various industry associations.
  • Improved risk management capabilities through experience with diverse financial litigations.
  • Highly regarded as a pioneer in holding company structure.

Hidden Connections

  • Nomura Securities is part of the Sanwa Group and a member of the Midori-kai.
  • Originates from the securities division of Osaka Nomura Bank, a predecessor of Resona Bank.
  • Became a successor to Kuhn Loeb through the Lehman Brothers acquisition.
  • Promoting venture investments through collaboration with Keio University.
  • Has deep business ties with major financial institutions MUFG, Mizuho FG, and Sumitomo Mitsui FG.
  • Conducts top-class investment banking operations in Japan's securities industry.
  • Listed on multiple international securities markets and active in global capital markets.
  • Focuses on IT infrastructure development and possesses innovative trading platforms.

Future Outlook

Growth Drivers

  • Economic growth in Asia and increase in high-net-worth individuals
  • Expansion and普及 of digital financial services
  • Strengthening presence in global capital markets
  • Rising trend in ESG investments and sustainability orientation
  • Business efficiency through fintech collaborations
  • Improved responsiveness to diversifying customer needs
  • Activation of M&A market and support for corporate restructuring
  • Flexibility in response to changing financial regulatory environment
  • Investments in sustainable urban and infrastructure development
  • Talent development and securing global talent

Strategic Goals

  • Market share expansion in Asia
  • Double the assets under management in sustainability investments
  • Strengthen customer base through digital platforms
  • Diversify and stabilize global revenue structure
  • Improve recognition as a top ESG-rated company
  • Promote innovation through venture investments
  • Optimize risk management and compliance systems
  • Create new businesses through open innovation
  • Deepen employee diversity and well-being
  • Promote sustainable contributions and coexistence with local communities

Business Segments

Securities Brokerage and Broker Services

Overview
Provides multi-asset trading and brokerage services to maximize customer assets.
Competitiveness
Extensive global network and advanced risk management capabilities
Customers
  • Institutional investors
  • Securities firms
  • Investment funds
  • Pension funds
  • Hedge funds
  • Financial institutions
  • Public institutions
  • Corporate finance departments
  • Financial platform operators
  • Asset management companies
Products
  • Domestic and international stock trading
  • Bond trading
  • Derivative products
  • Securitized products
  • Commodity futures trading
  • Algorithmic trading
  • Market making
  • Risk hedging services
  • Prime brokerage
  • Liquidity provision

Asset Management and Investment Advisory Services

Overview
Realizes client asset growth and risk management through advanced investment strategies.
Competitiveness
Advanced management technology and diverse fund lineup
Customers
  • Institutional investors
  • Individual investors
  • Family offices
  • Corporate pension funds
  • Foundations
  • Government agencies
  • Non-profit organizations
Products
  • Investment trusts
  • Pension fund management
  • Hedge funds
  • Real estate funds
  • Private equity
  • ESG investments
  • Index funds
  • Alternative investments

Financial Product Development and Sales

Overview
Provides everything from planning to sales of diverse financial products to meet market needs.
Competitiveness
Innovative product design capabilities and market deployment expertise
Customers
  • Financial institutions
  • Securities firms
  • Corporations
  • Fund managers
  • General individual investors
Products
  • Structured financial products
  • Bonds
  • Investment trusts
  • Insurance-linked products
  • Commodity futures
  • Investment accounts
  • Pension products
  • Credit derivatives

M&A and Corporate Finance

Overview
Provides strategic capital policies and fundraising support to enhance corporate value.
Competitiveness
Highly specialized advisory structure and industry network
Customers
  • Listed companies
  • Mid-sized companies
  • Private companies
  • Investment funds
  • Financial institutions
Products
  • M&A advisory
  • Business turnaround support
  • Capital policy design
  • IPO support
  • Debt financing
  • Stock underwriting

Trust Banking Operations

Overview
Supports asset management and succession based on advanced trust expertise.
Competitiveness
One of Japan's largest trust asset balances and high reliability
Customers
  • Individuals
  • Corporations
  • Asset management companies
  • Pension funds
  • Real estate investors
Products
  • Real estate trusts
  • Asset succession support
  • Will trusts
  • Beneficiary rights management
  • Family trusts
  • Corporate pension management support

Overseas Securities Operations

Overview
Provides global financial services centered on Asia to strengthen competitiveness in overseas markets.
Competitiveness
Strong presence in Asia and locally tailored services
Customers
  • International investors
  • Multinational corporations
  • Institutional investors
  • Fund managers
  • Overseas securities firms
Products
  • Global stock trading
  • Bond trading
  • Derivatives
  • FX trading
  • Local market access
  • Asset management services

Financial IT and Infrastructure Services

Overview
Supports the digitalization of the financial industry with innovative IT solutions.
Competitiveness
Industry-specific advanced technology and extensive track record
Customers
  • Securities firms
  • Banks
  • Management companies
  • Insurance companies
  • Fintech companies
Products
  • Trading platform development
  • Risk management systems
  • Data analysis services
  • Cloud solutions
  • Cybersecurity

Fundraising and Financial Leasing

Overview
Supports customers' financial strategies through diverse fundraising methods and leasing business.
Competitiveness
Broad fundraising network and expertise
Customers
  • Corporations
  • Public institutions
  • Financial institutions
  • Leasing companies
Products
  • Finance leases
  • Operating leases
  • Equipment investment support
  • Working capital fundraising
  • Real estate finance

Real Estate Investment and Management Services

Overview
Provides one-stop services from investment real estate management to operations.
Competitiveness
Extensive real estate asset management know-how
Customers
  • Corporate investors
  • Individual investors
  • Real estate developers
  • Asset management companies
Products
  • Real estate investment funds
  • Asset management consulting
  • Real estate management
  • Leasing operations
  • Property valuation

Risk Management and Compliance Support

Overview
Strongly supports the construction of advanced risk management systems and legal compliance.
Competitiveness
Industry-leading expertise and practical experience
Customers
  • Financial institutions
  • Audit firms
  • Law firms
  • Consulting firms
Products
  • Risk assessment services
  • Compliance audits
  • Internal control development support
  • Anti-money laundering
  • IT governance

Venture Investment and Innovation Support

Overview
Deploys funding support and nurturing programs for innovative technologies and businesses.
Competitiveness
Advanced technology support through collaboration with Keio University
Customers
  • Startups
  • Venture capital
  • Universities and research institutions
  • Corporate innovation departments
Products
  • Venture capital funds
  • Business partnership support
  • Technology development investment
  • Innovation programs
  • Open innovation

Financial Education and Training Services

Overview
Promotes improvement of financial literacy for customers and employees.
Competitiveness
Top-class instructors in the industry and extensive track record
Customers
  • Financial institutions
  • Individual investors
  • Corporate training departments
  • Educational institutions
Products
  • Financial seminars
  • Investment education programs
  • Online training
  • Leadership development training
  • Financial skills certification

Competitive Advantage

Strengths

  • Japan's largest securities network
  • Rich lineup of asset management products
  • Global bases and service deployment
  • Advanced risk management system
  • Strong brand power and historical trust

Competitive Advantages

  • Industry-leading presence in the Asian market
  • Large customer base and diverse service provision capabilities
  • Advanced IT infrastructure and promotion of digital strategies
  • Broad financial product development capabilities and innovation
  • Strong fundraising network and financial institution collaborations
  • Efficient governance through holding company structure
  • Establishment of advanced global risk management system
  • Utilization of synergies between subsidiaries
  • Promotion of long-term sustainability and ESG strategies
  • Strengthened collaborations with academic institutions such as Keio University

Threats

  • Increased costs due to strengthened domestic financial regulations
  • Revenue instability due to market fluctuations
  • Rise of competitors' digitalization and fintech
  • Impact on overseas operations from geopolitical risks
  • Fluctuations in investor trust in financial products
  • Increasing cybersecurity risks
  • Risk of domestic market shrinkage due to population decline
  • International interest rate fluctuation risks
  • Increasing litigation risks and compliance costs
  • Privacy issues such as customer data leaks

Innovations

2024: Digital Securities Trading Platform Renewal

Overview
Built a high-speed and secure trading environment using the latest cloud technology.
Impact
Contributes to improved trading speed and customer satisfaction

2023: Introduction of AI-Based Risk Management System

Overview
Improved accuracy and efficiency of market risk assessment through AI analysis.
Impact
Achieved significant improvement in risk response speed

2022: Expansion of ESG Investment Products

Overview
Diversified investment products considering environmental, social, and governance factors.
Impact
Successfully expanded share in the ESG market

2021: Strengthening Remote Work Infrastructure

Overview
Implemented company-wide IT infrastructure improvements and security enhancements.
Impact
Improved work-life balance and ensured business continuity

2023: Strengthening Venture Capital Fund Establishment

Overview
Promoting startup support in collaboration with Keio University.
Impact
Strengthened innovation creation foundation

Sustainability

  • Active development and provision of ESG investment products
  • Promotion of office greening to reduce environmental impact
  • Talent recruitment and development emphasizing diversity and inclusion
  • Continuous implementation of social contribution programs
  • Improved corporate transparency through governance enhancement
  • Compliance with domestic and international sustainability reporting standards
  • Expansion of clean energy investments
  • Strengthening employee health promotion and welfare support
  • Thorough evaluation of investees' sustainability
  • Emission reductions through efficient use of IT resources